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LIEUTENANT-GENERAL PAUL ADDY

We advised LGen Paul Addy that we would consider allegations that he exercised poor and inappropriate leadership in the pre-deployment phase of the Somalia mission by failing:
  1. To ensure that a proper policy analysis and comprehensive estimate of the situation were undertaken with respect to Operation Deliverance and, accordingly, failing to provide adequate advice to the Chief of the Defence Staff with respect to these matters;
  2. To assure himself as to the readiness of the Canadian Airborne Regiment Battle Group, particularly in terms of its discipline, cohesion, and senior leadership, in order to adequately assess the suitability of this Battle Group for Operation Deliverance;
  3. To notify his superiors of the nature and extent of the leadership and discipline problems of which he was aware, or ought to have been aware, within the Canadian Airborne Regiment prior to its deployment;
  4. To properly plan and prepare Operation Deliverance by allowing the Canadian Airborne Regiment Battle Group to deploy:
    1. with significant leadership and discipline problems of which he was aware or ought to have been aware;
    2. without making provisions for the troops to be trained or tested on the newly developed Rules of Engagement;
    3. [This allegation deleted pursuant to the order dated June 17, 1997]
    4. [This allegation deleted pursuant to the order dated June 17, 1997]
    5. without a specific mission;
    6. [This allegation deleted pursuant to the order dated June 17, 1997 of Mr. Justice Teitelbaum of the Federal Court of Canada.]
  5. As the Chief of the Defence Staffs principal staff officer for staff operations to advise that an adequate reporting system dealing with operational readiness and effectiveness in the Canadian Forces should be put in place; and
  6. As the Chief of the Defence Staff's principal staff officer for operations to ensure that all members of the Canadian Joint Force Somalia were adequately trained and tested in the Law of War or the Law of Armed Conflict including the four 1949 Geneva Conventions on the protection of victims of armed conflict.
During the pre-deployment and part of the in-theatre phases of the Somalia mission, from June 1992 to January 29,1993, MGen Addy was the Deputy Chief of the Defence Staff; Intelligence, Security and Operations (DCDS (ISO)). He was the principal staff officer for operations of the Canadian Forces (CF) and, additionally, for the period of deployment of the Canadian Joint Force Somalia (CJFS) to the date of relinquishing his appointment, he was the commander of a command positioned in the chain of command between the Chief of the Defence Staff (CDS) and Commander CJFS.

His responsibilities included intelligence, security, and operations. The major responsibilities of the position included advising on and promulgating operational direction to the CF and monitoring CF activity; establishing standards for and monitoring the effectiveness and efficiency of the CF intelligence, security, and operations activities; maintaining an operational readiness system on a forces-wide basis to indicate the operational effectiveness of the CF relative to approved missions and tasks; acting as a commander of a command for all peacekeeping units/formations; and developing and recommending operational training standards for all environments and services in joint operations.1

  1. Failure to ensure a proper policy analysis and comprehensive estimate for Operation Deliverance and, accordingly, failing to provide adequate advice to the Chief of the Defence Staff.
MGen Addy was responsible for ensuring a thorough and timely military estimate for Operation Deliverance was produced, and to alert the CDS to the need for a military estimate that ensured due consideration of all the military implications of participating in the Unified Task Force (UNITAF). Because he failed in this responsibility, the Canadian Airbome Regiment Battle Group (CARBG) was committed without a clear mission; without an assessment of the tasks it would face, without confirmation of force composition, logistics, or extra support requirements; and without due regard to the time needed for adjusting preparations and additional training for the CARBG. Despite whatever political or bureaucratic pressures may have weighed upon him and his staff, MGen Addy ought to have ensured that a thorough and timely military estimate for Operation Deliverance was completed. A 1996 draft report on the J-Staff system within National Defence Headquarters (NDHQ) noted that poor mission definition and improper timing created significant problems for the CF and the J Staff; that CF capabilities and CF operational planning requirements did not always appear to be considered appropriately; and that a lack of specific military advice for mission definition of military operations impaired the ability of the J Staff to plan and execute military operations.2 MGen Addy neglected his responsibility with the consequences listed above.
  1. Failure to assure himself as to the readiness of the Canadian Airborne Regiment Battle Group, particularly in terms of its discipline, cohesion, and senior leadership, in order to adequately assess the suitability of this Battle Croup for Operation Deliverance.
MGen Addy was responsible for maintaining a readiness system on a forces-wide basis for the purpose of assessing the operational effectiveness of the CF relative to approved missions and tasks. However, senior officers shared the belief that the system was deficient and therefore could not serve the evaluation and reporting needs of the Somalia deployment.3 He should have taken steps to ensure through extra staff effort that an interim system was in place which, as a minimum, would have alerted his commander to the true state of the Canadian Airbome Regiment (CAR) and CARBG. It was MGen Addy's responsibility to assure himself, first, that an adequate system to evaluate operational readiness was put in place; and second, to use his critical expertise to assess the validity of readiness declarations in light of established criteria.

But MGen Addy demonstrated a passive attitude throughout. He did not obtain reports on a regular basis concerning the training being conducted and the state of discipline. For example, he first heard of the CAR's training problems when the de Faye board of inquiry reported accordingly.4 However, MGen Addy ought to have been informed at a point in time when remedial action could viably have been pursued. Instead, because he did not seek to know, he did not hear. Thus, even when he heard of concems about leadership in the CAR in October 1992. he did not ask for additional details.5

Moreover, MGen Addy demonstrated a cavalier attitude toward the declarations of operational readiness of both the CAR and CARBG. He was unconcerned that the CAR was declared operationally ready on November 13, 1992, just a few weeks after the replacement of its Commanding Cfficer.6 He was unconcerned that readiness declarations made their way up the chain of command after the advance party had been deployed and before troops had had time to train in the Rules of Engagement (ROE).7 In fact, though he ought to have been more concerned at best, he spoke with Col Labbé in a minimal and cursory fashion, before the troops and Col Labbé himself were deployed.8 Such passivity in these exceptional circumstances is inexcusable.

Furthermore, even though it was his duty as Deputy Chief of the Defence Staff, Intelligence, Security and Operations (DCDS (ISO)) to be the eyes and ears of the CDS, he remained nonetheless uninformed and, therefore, could not and did not advise his commander in an accurate and timely fashion.

  1. Failure to notify his superiors of the nature and extent of the leadership and discipline problems of which he was aware, or ought to have been aware, within the CAR prior to its deployment.
Although he ought to have, MGen Addy did not know of the leadership and discipline problems within the CAR, and did not make any inquiries that would have properly informed him.9 When he learned of the change in the CAR's commanding officer, he ought to have fully informed himself of the situation, but instead relied passively on the information provided to him by his staff and LGen Gervais and MGen Reay. He passively assumed that if any problems requiring his attention had arisen, the relevant person would have informed him.10

We do not accept MGen Addy's passivity and neglect. He should have ascertained the precise circumstances of LCol Morneault's removal, determined whether matters of discipline and operational readiness were at issue, and assessed what remedial action was necessary. And he should have ensured that he was accurately informed on such matters as the disciplinary problems within the CAR so that he could provide, in a tangible manner, any necessary guidance on resolving deficiencies.

  1. To properly plan and prepare Operation Deliverance by allowing the Canadian Airborne Regiment Battle Group to deploy:
    1. with significant leadership and discipline problems of which he was aware or ought to have been aware;
    2. without making provisions for the troops to be trained or tested on the newly developed Rules of Engagement;
    3. [This allegation deleted pursuant to the order dated June 17, 1997]
    4. [This allegation deleted pursuant to the order dated June 17, 1997]
    5. without a specific mission;
    6. [This allegation deleted pursuant to the order dated June 17, 1997 of Mr. Justice Teitelbaum of the Federal Court of Canada.]
MGen Addy knew or ought to have known that the CAR was facing serious discipline problems during the pre-deployment phase, but he only first became aware of such problems during the de Faye board of inquiry of 1993. MGen Addy knew the CAR was facing a leadership crisis, but failed to inform himself as to whether the problem had been solved by the means suggested by his subordinates. Instead of actively supervising these matters, he simply relied on his subordinates. He stated:

Q. Again, would it be a matter of assuming that unless you heard to the contrary things were going fine?

A. That is correct. Because until the troops are declared operationally ready to the Chief they are basically the Commander of the Army's problem and if there are any internal problems, I'm sure he would have solved them.11

MGen Addy knew that the production and dissemination of the ROE occurred in a rushed manner near the end of the pre-deployment phase, but nonetheless was satisfied that there was sufficient time for the soldiers to become familiar with them.12 That there was no opportunity for training on the ROE before deployment did not concern him; he appeared to fully expect that there would be training on the Rules of Engagement in theatre.13 In addition, MGen Addy knew at the time of deployment that a mission statement for Operation Deliverance had not been articulated, and ought to have known that this represented a failure in planning.

Indeed, proper planning and preparations for Operation Deliverance ought to have been a primary concern for MGen Addy. As the principal operations staff officer, he was responsible for taking an active, personal interest in the three remaining items mentioned above, for ensuring that adequate procedures were in place to properly execute the requirements relating to them, and to inform himself adequately so that any apparent problems could be remedied in a timely and appropriate manner. In particular, he ought to have ensured that the ROE for Operation Deliverance were published and disseminated to the troops with enough time to permit proper training in them. He did not fulfil these important responsibilities, but passively left matters to develop without his guidance. He therefore neglected to properly supervise the matters for which he was principally responsible.

  1. Failure as the Chief of the Defence Staff's principal staff officer for staff operations to advise that an adequate reporting system dealing with operational readiness and effectiveness in the Canadian Forces should be put in place.
As we have stated previously in this report, the CF lacked an appropriate operational readiness reporting system during the pre-deployment phase of the mission to Somalia. As the principal staff officer for operations, MGen Addy was responsible for ensuring that an adequate operational readiness reporting system was put in place before the Canadian contingent was deployed. Considering that the preparations for the mission were rushed, that the original CO for the CAR was removed, that the mission changed midstream to a Chapter VII mission, and that disciplinary, training, and leadership problems were well apparent, it was incumbent upon MGen Addy to institute a readiness reporting system at the first opportunity and before the troops were deployed. He did not do this, and the troops were deployed without a proper readiness declaration. We find this an unacceptable abdication of his responsibility.
  1. Failure as the Chief of the Defence Staff's principal staff officer for operations to ensure that all members of the Canadian Joint Force Somalia were adequately trained and tested in the Law of War or the Law of Armed Conflict, including the four 1949 Geneva Conventions on the protection of victims of armed conflict.
As the principal staff officer for operations, MGen Addy ought to have issued training instructions, doctrines, and manuals on the Law of Armed Conflict before the Canadian troops were deployed to Somalia, and with enough time for them to adequately train in them. He did not do this. We know that the Canadian troops received inadequate training in the Law of Armed Conflict, that the soldiers received no written materials on the subjects, and that they were generally unprepared in theatre for situations about which they ought to have been knowledgeable. We therefore find that MGen Addy failed to provide adequate direction and supervision to ensure the adequacy of Law of Armed Conflict training for peace support operations.

NOTES

  1. Exhibit P-365.
  2. Chief of Review Services, Program Evaluation Division, Draft Report on NDHQ Pre-Evaluation Study E7/95, Functioning of the J Staff (February 1996), p. iii/iv.
  3. See Chapter 23, "Operational Readiness"; Document Book 118C, tab 5D; Document Book 118C, tab 2A; Document Book 118C, tab 5C; Document Book 118C, tab 8; Document Book 118C, tab 8E
  4. Testimony of LGen Addy, Transcripts vol. 48, p. 9516.
  5. Testimony of LGen Addy, Transcripts vol. 48, p. 9515.
  6. Testimony of LGen Addy, Transcripts vol. 48, pp. 9522-9523.
  7. Document book 32D.
  8. Testimony of LGen Addy, Transcripts vol. 48, pp. 9551, 9555; and see testimony of Col Labbé, Transcripts vol. 161, pp. 32767, 32848, 32907, 32955-32956.
  9. Testimony of LGen Addy, Transcripts vol. 48, p. 9517.
  10. Testimony of LGen Addy, Transcripts vol. 48, p. 9518.
  11. Testimony of LGen Addy, Transcripts vol. 48, p. 9518.
  12. Testimony of LGen Addy, Transcripts vol. 48, p. 9570.
  13. Testimony of LGen Addy, Transcripts vol. 48, pp. 9568-9571.

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